Mr. Mario Mosse

ABOUT ME

Mario Mosse has over 40 years of experience in enterprise risk management, internal audit and regulatory compliance at financial services companies. He is the president of MMosse Consulting, LLC, where he provides risk management advice and training to the financial services industry. Previously, he was the head of Operational Risk Management at Prudential Financial, Inc.  Prior to joining Prudential, Mosse was with The Chase Manhattan Bank, where he held several senior positions in Internal Audit, Compliance and Risk Management, including South America Regional Audit Executive and Head of Compliance and Risk Management for the Corporate Finance Sector.

Mosse has extensive knowledge of U.S. and international financial services and products, including retail and corporate banking, securities brokerage, investment banking; asset management, and life insurance.  He also has in-depth knowledge of risk management and internal control frameworks such as Basel III, Solvency II and COSO, including new product development, risk and control self-assessment, key risk indicators, loss event data capture and analysis, capital allocation and control issue tracking and reporting.

Mosse has conducted numerous in house and open-enrolment compliance and risk management seminars in the US and abroad, which were attended by compliance and risk professionals from all over the world.  A partial list of in-house training courses includes the Peruvian Bankers Association, Central Bank of Malta, Alpha Bank, Emirates UBD, HSBC, Bank of China, Federal Home Loan Bank and Huarong Xiangiiang Bank.